Budget update: Jan. 15, 2020

January 15, 2020

Tori Tragis

by Dan White, chancellor

In past budget columns, Ive mentioned strategies for bridging FY21 funding gaps, using unallocated Unreserved Fund Balances (UFB) and one-time funding. In this weeks column, Id like to dive into that strategy and provide more information about the process and our management principles.

My direction this past fall was to plan for a general fund reduction of 15% to my vice chancellors. Some VCs gave this direction evenly to their units, others chose to pass on lesser proposed reductions to some units than others. However, a 15% reduction alone does not cover the budget gap. We are using the following one-time measures to provide time for more thoughtful and strategic reductions.

For UAF, we will need to cover a gap of approximately $18M for FY21 in addition to any reductions not committed to base from FY20. UFB refers to funds unallocated during a financial year which are transferred to the budget for the following year on a one-time basis. This is also referred to as carryforward.  UAF Financial Services sets guidance that units carry a 2-4% UFB each fiscal year. A reasonable amount of annual UFB is prudent and all units are expected to end each fiscal year with a positive balance. Each year, we distribute UFB generated by the units to their respective Provost and Vice Chancellors. These leaders then pass this funding on to the units from which it came or use these funds for reallocation of resources within the current fiscal year, bridge operating funding gaps as permanent reductions may take time to produce savings, or direct UFB to jumpstart priority initiatives. Sometimes timing is a factor in making commitments, resulting in higher or lower levels of UFB. Awareness and management of this rolling balance helps unit leadership also plan ahead, when there are needs that exist that do not align with fiscal year end timing. Another way to think of it, is that UAF manages a central bank. Financial Services works with units who are over or under their UFB targets to ensure strategies can cross fiscal boundaries. The oversight of red and black balances on the quarterly management reports also allows for units to take loans from the central office for new initiatives, when in alignment with strategic goals and objectives. 

UAF has a strategic reserve for the defined purpose of ensuring fixed cost and debt service obligations will be met annually. Each year UAF contributes to this account so that the subsequent years obligations will be met and so that we have some ability to cover unexpected large maintenance items. This is a fiscally conservative and prudent approach. For FY20 and part of FY21, we have the funds allocated to pay the debt requirements. However, we will use some of what would be put away for next year to bridge FY20. We will use a similar strategy in FY21. Using this reserve is a one-time strategy built slowly over many years and one we can use while academic and administrative review play out. It is also giving us time to take steps to generate other revenues through sales and leases and to reduce maintenance costs. 

We are making significant progress in reducing our lease costs, exploring ways to increase our lease revenues, downsizing footprint to reduce deferred maintenance, and selling property. The sale of the Administrative Services Center (ASC) is in progress and is expected to close shortly. We are also working with Milan Shipka and his team to explore revenue generation strategies at the Fairbanks Experiment Farm and Matanuska Experiment Farm & Extension Center, including lease/public-private-partnership (P3) options, all while ensuring UAF fulfills the land-grant mission that is a critical part of our history as a University that was created on mining and agriculture.    

These bridging strategies are part of a three-year budget strategy that has been evolving as the budget outlook has ebbed and flowed. Our goal is to ensure a sustainable financial future for UAF. It is vital that our decisions are well thought out and informed by our strategic plan.  One-time funding allows us the time needed to evaluate our needs as an institution, monetize our assets, grow our shared services and complete our administrative and academic reviews. It also will allow us to grow enrollment and revenue, something we are already seeing progress on. Remember, we are all in the enrollment business.

Thank you for choosing UAF.